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Statistica Sinica 35 (2025), 1051-1067

TESTING HYPOTHESES OF COVARIATE-ADAPTIVE
RANDOMIZED CLINICAL TRIALS WITH
TIME-TO-EVENT OUTCOMES UNDER THE AFT MODEL

Hongjian Zhu1, Lixin Zhang*2,3, Jing Ning4 and Lu Wang5

1AbbVie Inc., 2Zhejiang Gongshang University, 3Zhejiang University,
4University of Texas MD Anderson Cancer Center
and 5University of Texas Health Science Center at Houston

Abstract: Covariate adaptive randomization (CAR) designs, including the stratified permuted block randomization design, are popular in clinical trials. However, clinical trialists usually ignore the unique feature of the CAR that the treatment assignment of the current subject depends not only on his or her covariate information, but also on the covariates and treatment assignments of all prior subjects. They often analyze the data as if complete randomization was used. As a result, the inferential conclusions of many clinical trials are open to question. This paper provides the theoretical foundation for trials using CAR designs and the accelerated failure time (AFT) model for time-to-event outcomes. We derive the asymptotic properties of the test statistics and explain the effect of the CAR design on the variability of the estimated treatment effect and the type I error rate. We also obtain the consistency and asymptotic normality of the estimators. Based on the theoretical results, we propose new test statistics to control the type I error rate. Numerical studies demonstrate our theoretical findings and show that our methods successfully protect the type I error rate. Our theoretical and numerical results provide practical guidance for future clinical trials employing CAR designs and time-to-event outcomes.

Key words and phrases: Accelerated failure time model, conservative tests, covariate adaptive design, type I error.

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